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Detailed Report
DEREK BROCK BOLES
CRD#: 4266820
IA
Investment Adviser
FORTIS ADVISORS, LLCCRD#: 164498 656 E. SWEDESFORD ROAD
SUITE 330
WAYNE, PA 19087
Registration History
20062008201020122014201620182020202220242026IAFORTIS ADVISORS, LLC (CRD# 164498)2014 - Present (11 years)IASSN ADVISORY, INC. (CRD# 126090)2005 - 2008 (2 years)
Disclosure(s)
View By:
10/8/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
Illinois 9/4/2014
IA
Pennsylvania 1/30/2014
Current Registration(s)
IA
FORTIS ADVISORS, LLC (CRD#:164498)
656 E. SWEDESFORD ROAD SUITE 330, WAYNE, PA 19087
Registered with this firm since 1/30/2014
Previous Registration(s)
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IA
 08/11/2005 - 01/02/2008 SSN ADVISORY, INC. (CRD#:126090) KING OF PRUSSIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.