Individual Firm
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MICHAEL COREY CARSON
COREY CARSON, MICHAEL COREY CARSON MR.
CRD#: 4265815
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 135 N. Church Street
Suite 130
Spartanburg, SC 29306
Suite 130
Spartanburg, SC 29306
View By:
1/6/2009
Customer Dispute
Denied
State Registrations
B
Alabama 2/17/2022
B
Pennsylvania 2/17/2022
B
Delaware 3/6/2023
B
Rhode Island 2/17/2022
B
Florida 2/17/2022
B
South Carolina 2/17/2022
B
Georgia 2/17/2022
IA
South Carolina 2/22/2022
B
Kentucky 3/28/2022
B
Tennessee 1/1/2023
B
Maine 2/17/2022
B
Texas 6/12/2024
B
Maryland 2/17/2022
IA
Texas 6/12/2024
B
Massachusetts 2/17/2022
B
Virginia 2/17/2022
B
New Jersey 2/17/2022
B
Washington 5/9/2022
B
North Carolina 3/1/2022
B
West Virginia 2/17/2022
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 2/17/2022
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Registered with this firm since 2/17/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/19/2009 - 02/25/2022 | SPARTANBURG, SC | |
B | 02/26/2009 - 02/25/2022 | SPARTANBURG, SC | |
IA | 06/10/2004 - 03/04/2009 | SPARTANBURG, SC | |
B | 06/10/2004 - 03/04/2009 | SPARTANBURG, SC | |
IA | 12/05/2002 - 06/14/2004 | CHARLOTTE, NC | |
B | 12/05/2002 - 06/14/2004 | CHARLOTTE, NC | |
B | 10/30/2000 - 11/27/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.