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Detailed Report
DARCY JANE JONES
DARCY JANE BIALKOWSKI, DARCY JANE SMITH
CRD#: 4265412
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Treasure Island, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (<1 year)2 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2009 - 2020 (10 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2009 - 2018 (8 years)IAHAMILTON CAPITAL MANAGEMENT INC (CRD# 109116)2001 - 2009 (7 years)
License(s)

State Registrations

B
Alabama 5/23/2020
B
Mississippi 5/23/2020
B
Arizona 5/23/2020
B
Missouri 6/21/2023
B
Arkansas 5/23/2020
B
Montana 5/23/2020
B
California 5/23/2020
B
Nevada 5/23/2020
B
Colorado 5/23/2020
B
New Jersey 5/23/2020
B
Connecticut 5/23/2020
B
New York 5/23/2020
B
Florida 5/23/2020
B
North Carolina 5/23/2020
IA
Florida 5/28/2020
B
Ohio 5/23/2020
B
Georgia 5/23/2020
B
Pennsylvania 5/23/2020
B
Hawaii 5/23/2020
B
Puerto Rico 5/23/2020
B
Illinois 5/23/2020
B
Rhode Island 5/23/2020
B
Indiana 5/23/2020
B
South Carolina 5/23/2020
B
Iowa 5/23/2020
B
Tennessee 5/23/2020
B
Kentucky 5/23/2020
B
Texas 5/23/2020
B
Louisiana 5/23/2020
B
Virginia 5/23/2020
B
Maryland 5/23/2020
B
Washington 5/23/2020
B
Massachusetts 5/23/2020
B
West Virginia 5/23/2020
B
Michigan 5/23/2020
B
Wisconsin 5/23/2020
B
Minnesota 5/23/2020
B
Wyoming 5/23/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Treasure Island, FL
Registered with this firm since 5/28/2020
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Treasure Island, FL
Registered with this firm since 5/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 09/09/2009 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) Tampa, FL
IA
 08/12/2009 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) TAMPA, FL
IA
 09/21/2001 - 06/02/2009 HAMILTON CAPITAL MANAGEMENT INC (CRD#:109116) COLUMBUS, OH
B
 09/25/2000 - 03/22/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/25/2000 - 03/22/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.