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HOLLIS NORMAN GIEGER JR.
HOLLIS NORMAN GEIGER JR.
CRD#: 4265105
IA
B
MORGAN STANLEYCRD#: 149777 3500 Colonnade Parkway
Suite 200
Birmingham, AL 35243
Suite 200
Birmingham, AL 35243
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 7/1/2013
B
Michigan 8/20/2018
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Alabama 7/1/2013
B
Mississippi 7/1/2013
B
Arizona 8/8/2023
B
Missouri 1/2/2025
B
Arkansas 1/25/2023
B
Nebraska 9/12/2019
B
California 7/1/2013
B
Nevada 6/20/2016
B
Colorado 7/1/2013
B
New York 10/4/2013
B
Delaware 1/25/2021
B
North Carolina 7/1/2013
B
District of Columbia 5/3/2017
B
Oklahoma 1/3/2019
B
Florida 7/1/2013
B
Oregon 10/14/2020
B
Georgia 7/1/2013
B
Pennsylvania 7/1/2013
B
Hawaii 2/9/2023
B
South Carolina 6/20/2016
B
Illinois 7/1/2013
B
South Dakota 5/27/2022
B
Indiana 6/21/2016
B
Tennessee 7/1/2013
B
Iowa 3/13/2023
B
Texas 7/1/2013
B
Kentucky 7/1/2013
IA
Texas 2/7/2014
B
Louisiana 6/21/2016
B
Virginia 7/1/2013
B
Maryland 6/21/2016
B
Washington 6/20/2016
B
Massachusetts 6/21/2016
SRO Registrations
B
B
B
B
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Registered with this firm since 7/1/2013
B
Registered with this firm since 7/1/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/21/2009 - 07/09/2013 | BIRMINGHAM, AL | |
B | 06/29/2009 - 07/09/2013 | BIRMINGHAM, AL | |
IA | 01/26/2001 - 07/21/2009 | BIRMINGHAM, AL | |
B | 10/18/2000 - 06/29/2009 | BIRMINGHAM, AL | |
IA | 12/01/2004 - 12/12/2006 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.