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ANDREW J. SCHLAFER
Andy J Schlafer
CRD#: 4264990
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 4890 Owen Ayres Court
Suite 102
EAU CLAIRE, WI 54701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2015 (15 years)2 FIRMS2015 - Present (9 years)
Disclosure(s)
View By:
11/24/2015
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 6/15/2017

B
Missouri 1/25/2016

B
Arizona 12/9/2015

B
Montana 1/19/2016

B
California 12/9/2015

B
Nevada 12/1/2020

B
Colorado 2/8/2016

B
North Carolina 8/3/2023

B
Florida 5/18/2017

B
North Dakota 12/21/2015

IA
Florida 4/7/2023

B
Ohio 12/9/2015

B
Georgia 12/9/2015

B
Oregon 1/11/2016

B
Illinois 12/10/2015

B
Pennsylvania 2/23/2018

B
Indiana 1/17/2025

B
South Dakota 12/22/2015

B
Iowa 12/9/2015

B
Tennessee 11/15/2021

B
Kentucky 5/9/2018

B
Texas 12/9/2015

B
Louisiana 1/29/2016

IA
Texas 6/27/2018

B
Massachusetts 2/2/2016

B
Washington 12/9/2015

B
Michigan 12/9/2015

B
Wisconsin 12/9/2015

B
Minnesota 12/9/2015

IA
Wisconsin 12/9/2015

B
Mississippi 12/21/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
4890 Owen Ayres Court Suite 102, EAU CLAIRE, WI 54701
Stone Lake, WI
Registered with this firm since 12/9/2015

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
4890 Owen Ayres Court Suite 102, EAU CLAIRE, WI 54701
Stone Lake, WI
Registered with this firm since 12/9/2015

Previous Registration(s)
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IA
11/17/2000 - 12/14/2015 EDWARD JONES (CRD#:250) EAU CLAIRE, WI
B
10/31/2000 - 12/14/2015 EDWARD JONES (CRD#:250) EAU CLAIRE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.