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PATRICIA ANN GARCIA
CRD#: 4264880
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 19450 N SUNRISE BLVD
SURPRISE, AZ 85374
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2012 - Present (12 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (8 years)
License(s)

State Registrations

B
Alabama 4/8/2014

B
Missouri 8/25/2023

B
Alaska 12/10/2020

B
Nevada 10/15/2012

B
Arizona 10/7/2011

B
New Jersey 1/7/2020

IA
Arizona 6/19/2012

B
New Mexico 10/7/2011

B
Arkansas 1/23/2023

B
New York 3/27/2012

B
California 10/7/2011

B
North Carolina 4/19/2022

B
Colorado 10/7/2011

B
North Dakota 1/15/2020

B
Connecticut 5/23/2024

B
Ohio 9/26/2022

B
Delaware 5/23/2024

B
Oklahoma 10/15/2012

B
District of Columbia 5/23/2024

B
Oregon 4/8/2014

B
Florida 3/27/2012

B
Pennsylvania 1/18/2023

B
Georgia 4/8/2014

B
South Carolina 3/27/2012

B
Hawaii 5/22/2024

B
South Dakota 2/25/2014

B
Idaho 9/15/2021

B
Tennessee 7/28/2021

B
Illinois 3/27/2012

B
Texas 3/27/2012

B
Indiana 9/23/2022

IA
Texas 10/6/2016

B
Kansas 10/15/2012

B
Utah 12/1/2022

B
Maryland 4/9/2020

B
Virginia 3/29/2022

B
Massachusetts 8/15/2018

B
Washington 10/7/2011

B
Michigan 1/7/2020

B
Wisconsin 10/15/2012

B
Minnesota 1/18/2022

B
Wyoming 5/19/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
19450 N SUNRISE BLVD, SURPRISE, AZ 85374
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 6/19/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
19450 N SUNRISE BLVD, SURPRISE, AZ 85374
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 10/7/2011

Previous Registration(s)
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B
10/23/2009 - 10/03/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
B
04/26/2001 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.