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PHILIP WILLIAM SLOAN
CRD#: 426446
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 17000 KERCHEVAL AVENUE SUITE 240
GROSSE POINTE, MI 48230
Registration History
197519801985199019952000200520102015202020252 FIRMS2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1994 - 2013 (19 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1978 - 1994 (16 years)BREYNOLDS SECURITIES, INC. (CRD# 712)1974 - 1978 (3 years)BDUPONT WALSTON, INCORPORATED (CRD# 870)1973 - 1974 (<1 year)BDUPONT GLORE FORGAN INC (CRD# 1000001)1972 - 1973 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2013 (2 years)
License(s)

State Registrations

B
California 8/27/2021

B
Mississippi 9/30/2013

B
Colorado 9/10/2019

B
New York 3/5/2020

B
Florida 10/8/2013

B
Ohio 2/27/2020

B
Michigan 9/30/2013

B
Oregon 9/27/2017

IA
Michigan 10/4/2013

B
Texas 6/2/2021

B
Minnesota 9/30/2013

IA
Texas 6/3/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
17000 KERCHEVAL AVENUE SUITE 240, GROSSE POINTE, MI 48230
Registered with this firm since 10/4/2013

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
17000 KERCHEVAL AVENUE SUITE 240, GROSSE POINTE, MI 48230
Registered with this firm since 9/30/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/04/2010 - 10/16/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) GROSSE POINTE FARMS, MI
B
08/11/1994 - 10/16/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) GROSSE POINTE FARMS, MI
B
02/24/1978 - 08/05/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
03/01/1974 - 02/24/1978 REYNOLDS SECURITIES, INC. (CRD#:712)
B
07/02/1973 - 04/30/1974 DUPONT WALSTON, INCORPORATED (CRD#:870)
B
10/18/1972 - 07/02/1973 DUPONT GLORE FORGAN INC (CRD#:1000001)
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B
Broker
IA
Investment Adviser
Disclosures
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