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JIGNESH N PATEL
JIGNESH PATEL
CRD#: 4264245
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3518 RTE1 NORTH
THE SQUARE AT WEST WINDSOR
PRINCETON, NJ 08540
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3518 RTE1 NORTH
THE SQUARE AT WEST WINDSOR
PRINCETON, NJ 08540
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (5 years)2 FIRMS2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2018 (<1 year)BMAXIM GROUP LLC (CRD# 120708)2003 - 2003 (<1 year)IAFRISCH FINANCIAL GROUP, INC. (CRD# 126524)2013 - 2017 (4 years)
Disclosure(s)
View By:
6/10/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/24/2020

B
Missouri 3/24/2020

B
Arizona 3/27/2020

B
New Hampshire 7/24/2023

B
California 3/24/2020

B
New Jersey 2/25/2019

B
Colorado 3/25/2020

IA
New Jersey 2/28/2019

B
Connecticut 3/24/2020

B
New York 2/26/2019

B
Delaware 3/27/2020

B
North Carolina 3/25/2020

B
District of Columbia 3/31/2020

B
Ohio 3/24/2020

B
Florida 2/26/2019

B
Oregon 4/1/2020

B
Illinois 4/6/2020

B
Pennsylvania 2/28/2019

B
Indiana 3/26/2020

B
South Carolina 3/24/2020

B
Iowa 3/27/2020

B
Tennessee 3/24/2020

B
Maine 3/24/2020

B
Texas 3/24/2020

B
Maryland 5/1/2023

IA
Texas 5/1/2020

B
Massachusetts 3/25/2020

B
Vermont 3/24/2020

B
Michigan 7/25/2023

B
Virginia 3/24/2020

B
Minnesota 3/24/2020

B
Washington 3/23/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3518 RTE1 NORTH THE SQUARE AT WEST WINDSOR, PRINCETON, NJ 08540
Registered with this firm since 2/28/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3518 RTE1 NORTH THE SQUARE AT WEST WINDSOR, PRINCETON, NJ 08540
MONROE, NJ
Registered with this firm since 2/25/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/09/2018 - 10/24/2018 LPL FINANCIAL LLC (CRD#:6413) FAIRFIELD, NJ
IA
01/07/2013 - 05/15/2017 FRISCH FINANCIAL GROUP, INC. (CRD#:126524) MELVILLE, NY
IA
02/22/2006 - 09/23/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
01/31/2006 - 09/23/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
05/09/2003 - 08/18/2003 MAXIM GROUP LLC (CRD#:120708) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.