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TODD JEREMY THORNLEY
CRD#: 4263661
IA
B
WELLS FARGO ADVISORSCRD#: 19616 800 N MAGNOLIA AVE 14TH FL
[E2-RBO]
ORLANDO, FL 32803
[E2-RBO]
ORLANDO, FL 32803
0
Disclosures
24
Years of Experience
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State Registrations
B
Alaska 11/10/2022
B
Nevada 10/21/2019
B
Arizona 9/21/2021
B
New Hampshire 3/29/2018
B
California 9/12/2003
B
New Jersey 8/18/2005
B
Colorado 7/15/2014
B
New York 1/12/2012
B
Connecticut 10/20/2016
B
North Carolina 11/14/2005
B
Delaware 9/22/2020
B
Ohio 1/13/2012
B
Florida 9/12/2003
B
Oregon 2/4/2025
IA
Florida 9/23/2003
B
Pennsylvania 3/17/2006
B
Georgia 9/12/2003
B
Puerto Rico 9/14/2021
B
Hawaii 9/19/2017
B
Rhode Island 9/6/2018
B
Illinois 2/11/2019
B
South Carolina 2/10/2016
B
Indiana 5/3/2022
B
Tennessee 3/17/2006
B
Iowa 2/20/2025
B
Texas 2/23/2006
B
Louisiana 6/15/2022
IA
Texas 9/10/2019
B
Maine 7/21/2022
B
Utah 2/16/2024
B
Massachusetts 1/12/2021
B
Virginia 8/18/2020
B
Minnesota 4/5/2023
B
Washington 9/12/2003
B
Missouri 1/12/2012
B
Wisconsin 12/11/2017
B
Nebraska 7/11/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/23/2003
B
Registered with this firm since 9/12/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2000 - 09/11/2003 | ORLANDO, FL | |
B | 12/04/2000 - 09/11/2003 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.