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Scott Leonard Comeau
SCOTT LEONARD COMEAU, Scott Comeau
CRD#: 4261244
IA
B
BCU WEALTH ADVISORS, LLCCRD#: 164173 300 N. MILWAUKEE AVENUE
VERNON HILLS, IL 60061
VERNON HILLS, IL 60061
LPL FINANCIAL LLCCRD#: 6413 300 N MILWAUKEE AVE
VERNON HILLS, IL 60061
VERNON HILLS, IL 60061
0
Disclosures
9
Years of Experience
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State Registrations
IA
Illinois 12/12/2018
B
Illinois 6/30/2023
SRO Registrations
B
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B
Registered with this firm since 6/30/2023
IA
Registered with this firm since 12/12/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/16/2019 - 06/30/2023 | VERNON HILLS, IL | |
B | 06/09/2003 - 12/31/2004 | BOSTON, MA | |
B | 01/01/2001 - 09/30/2002 | BOSTON, MA | |
IA | 09/20/2001 - 09/27/2002 | BOSTON, MA |
BOSTON, MA
09/20/2001 - 09/27/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.