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MICHELLE ANN SWIGER
MICHELLE ANN CURREY
CRD#: 4260916
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 Fairmont, WV
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 1/12/2022
B
Montana 1/12/2022
B
Alaska 1/12/2022
B
Nebraska 1/12/2022
B
Arizona 1/12/2022
B
Nevada 1/12/2022
B
Arkansas 1/12/2022
B
New Hampshire 1/12/2022
B
California 1/12/2022
B
New Jersey 1/12/2022
B
Colorado 1/12/2022
B
New Mexico 1/12/2022
B
Connecticut 1/12/2022
B
New York 1/12/2022
B
Delaware 1/12/2022
B
North Carolina 12/10/2019
B
District of Columbia 1/12/2022
B
North Dakota 1/12/2022
B
Florida 1/2/2019
B
Ohio 1/12/2022
B
Georgia 1/12/2022
B
Oklahoma 1/12/2022
B
Hawaii 1/12/2022
B
Oregon 1/12/2022
B
Idaho 1/12/2022
B
Pennsylvania 12/5/2018
B
Illinois 1/12/2022
B
Rhode Island 1/12/2022
B
Indiana 1/12/2022
B
South Carolina 12/10/2019
B
Iowa 1/12/2022
B
South Dakota 1/12/2022
B
Kansas 1/12/2022
B
Tennessee 1/12/2022
B
Kentucky 1/12/2022
B
Texas 1/12/2022
B
Louisiana 1/12/2022
B
Utah 1/12/2022
B
Maine 1/12/2022
B
Vermont 1/12/2022
B
Maryland 1/12/2022
B
Virginia 1/9/2019
B
Massachusetts 1/12/2022
B
Washington 1/12/2022
B
Michigan 1/12/2022
B
West Virginia 12/11/2018
B
Minnesota 1/12/2022
IA
West Virginia 12/13/2018
B
Mississippi 1/12/2022
B
Wisconsin 1/12/2022
B
Missouri 1/12/2022
B
Wyoming 1/12/2022
SRO Registrations
B
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IA
Registered with this firm since 12/13/2018
B
Registered with this firm since 10/15/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2006 - 09/04/2012 | FAIRMONT, WV | |
B | 10/10/2000 - 09/04/2012 | FAIRMONT, WV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.