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Detailed Report
KYLE RAY BOWEN
CRD#: 4260651
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 100 CRESCENT CT
FL 10
DALLAS, TX 75201
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 100 CRESCENT CT
FL 10
DALLAS, TX 75201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2006 (2 years)IABOK FINANCIAL PRIVATE WEALTH, INC. (CRD# 106733)2019 - 2023 (4 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 9/26/2023
B
Missouri 9/26/2023
B
Arizona 9/26/2023
B
Montana 9/26/2023
B
Arkansas 9/26/2023
B
Nevada 9/26/2023
B
California 9/26/2023
B
New Hampshire 9/26/2023
B
Colorado 9/26/2023
B
New Jersey 9/26/2023
B
Connecticut 9/26/2023
B
New Mexico 9/26/2023
B
District of Columbia 9/26/2023
B
New York 9/26/2023
B
Florida 9/26/2023
B
North Carolina 9/26/2023
B
Georgia 9/26/2023
B
North Dakota 9/26/2023
B
Hawaii 9/26/2023
B
Ohio 9/26/2023
B
Idaho 9/26/2023
B
Oklahoma 9/26/2023
B
Illinois 9/26/2023
B
Oregon 9/26/2023
B
Indiana 9/26/2023
B
Pennsylvania 9/26/2023
B
Iowa 9/26/2023
B
South Carolina 9/26/2023
B
Kansas 9/26/2023
B
Texas 9/26/2023
B
Louisiana 9/26/2023
IA
Texas 9/26/2023
B
Maryland 9/26/2023
B
Virginia 9/26/2023
B
Massachusetts 9/26/2023
B
Washington 9/26/2023
B
Michigan 9/26/2023
B
Wisconsin 9/26/2023
B
Minnesota 9/26/2023
B
Wyoming 9/26/2023
B
Mississippi 9/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
100 CRESCENT CT FL 10, DALLAS, TX 75201
DALLAS, TX
Registered with this firm since 9/26/2023
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
100 CRESCENT CT FL 10, DALLAS, TX 75201
Registered with this firm since 9/26/2023
Previous Registration(s)
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IA
 08/15/2019 - 10/26/2023 BOK FINANCIAL PRIVATE WEALTH, INC. (CRD#:106733) DALLAS, TX
IA
 04/30/2011 - 10/26/2023 BOK FINANCIAL ADVISORS (CRD#:17530) Dallas, TX
B
 04/19/2011 - 10/26/2023 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) Dallas, TX
IA
 01/13/2006 - 04/18/2011 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814) BOCA RATON, FL
B
 01/09/2006 - 04/18/2011 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
IA
 08/10/2004 - 01/05/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) DELRAY BEACH, FL
B
 02/14/2003 - 01/05/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) DELRAY BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.