Individual Firm
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NAFTOLI HOROWITZ
MARK HOROWITZ, NAFTALI HOROWITZ
CRD#: 4260611
IA
B
MORGAN STANLEYCRD#: 149777 Brooklyn, NY
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 3/4/2022
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Nevada 3/4/2022
B
California 3/4/2022
B
New Jersey 3/4/2022
B
Colorado 2/3/2023
B
New Mexico 3/4/2022
B
Connecticut 3/4/2022
B
New York 3/4/2022
B
Delaware 2/3/2023
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New York 3/4/2022
B
District of Columbia 3/4/2022
B
North Carolina 3/4/2022
B
Florida 3/4/2022
B
Ohio 3/4/2022
B
Georgia 3/4/2022
B
Oregon 3/4/2022
B
Hawaii 2/3/2023
B
Pennsylvania 3/4/2022
B
Illinois 3/4/2022
B
Rhode Island 3/4/2022
B
Indiana 3/9/2022
B
South Carolina 3/4/2022
B
Kansas 2/3/2023
B
Tennessee 8/25/2023
B
Louisiana 3/4/2022
B
Texas 3/4/2022
B
Maine 3/4/2022
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Texas 3/4/2022
B
Maryland 3/4/2022
B
Utah 1/14/2023
B
Massachusetts 3/4/2022
B
Virginia 7/2/2024
B
Michigan 3/4/2022
B
Washington 3/4/2022
B
Mississippi 2/3/2023
B
Wisconsin 3/4/2022
B
Missouri 3/4/2022
SRO Registrations
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/05/2015 - 03/05/2022 | NEW YORK, NY | |
B | 02/04/2015 - 03/05/2022 | NEW YORK, NY | |
IA | 01/06/2005 - 02/09/2015 | NEW YORK, NY | |
B | 01/01/2005 - 02/09/2015 | NEW YORK, NY | |
B | 09/11/2000 - 02/26/2001 | MITCHELFIELD, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.