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VINT WAYNE STEVENSON
CRD#: 4257842
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Investment Adviser
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Previous Broker
STEVENSON ADVISORY SERVICES & INVESTMENTSCRD#: 317925 WEATHERFORD, TX
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2000 - 2003 (2 years)2 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2012 - 2018 (6 years)IASTEVENSON ADVISORY SERVICES & ... (CRD# 317925)2022 - Present (3 years)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2018 - 2021 (3 years)
Disclosure(s)
View By:
9/1/2011
Employment Separation After Allegations
License(s)

State Registrations

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Texas 1/3/2022

Current Registration(s)
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STEVENSON ADVISORY SERVICES & INVESTMENTS (CRD#:317925)
WEATHERFORD, TX
Registered with this firm since 1/3/2022

Previous Registration(s)
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08/29/2018 - 10/06/2021 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) REDDING, CA
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02/23/2012 - 08/13/2018 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FOLSOM, CA
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03/29/2012 - 08/13/2018 SECURITIES AMERICA, INC. (CRD#:10205) REDDING, CA
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08/09/2007 - 09/16/2011 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) REDDING, CA
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08/09/2007 - 09/16/2011 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) REDDING, CA
IA
06/17/2004 - 08/06/2007 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
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06/17/2004 - 08/06/2007 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
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10/12/2000 - 08/14/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ROSEVILLE, CA
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10/02/2000 - 08/14/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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10/02/2000 - 08/14/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.