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KRISTEN M FARIS
KRISTEN MARIE BERNHARDT, KRISTEN MARIE FARIS
CRD#: 4257261
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 1/9/2020

B
New Hampshire 1/9/2020

B
California 1/10/2022

B
North Carolina 1/9/2020

B
Colorado 1/9/2020

B
Ohio 1/10/2022

B
Florida 11/14/2008

B
Oregon 1/10/2022

B
Georgia 1/9/2020

B
Pennsylvania 11/14/2008

B
Illinois 1/9/2020

B
South Carolina 1/9/2020

B
Indiana 1/9/2020

IA
Texas 11/14/2008

B
Michigan 11/14/2008

B
Texas 1/9/2020

IA
Michigan 9/17/2010

B
Virginia 1/9/2020

B
Minnesota 1/9/2020

B
Washington 1/9/2020

B
Montana 1/10/2022

B
Wisconsin 1/9/2020

B
Nevada 1/10/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Canton, MI
Registered with this firm since 11/14/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Canton, MI
Registered with this firm since 11/14/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/22/2008 - 11/17/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LIVONIA, MI
B
04/14/2008 - 11/17/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LIVONIA, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.