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FRANK A CAFISO
CRD#: 4256444
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 30 BROAD STREET STE. 2
RED BANK, NJ 07701
CETERA ADVISORS LLCCRD#: 10299 30 BROAD STREET STE. 2
RED BANK, NJ 07701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2019 - Present (5 years)IACETERA ADVISORS LLC (CRD# 10299)2019 - 2024 (4 years)
License(s)

State Registrations

B
New Jersey 4/8/2019

B
New York 4/8/2019

IA
New Jersey 3/21/2024

IA
New York 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
30 BROAD STREET STE. 2, RED BANK, NJ 07701
STATEN ISLAND, NY
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
30 BROAD STREET STE. 2, RED BANK, NJ 07701
STATEN ISLAND, NY
Registered with this firm since 3/11/2019

Previous Registration(s)
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IA
04/08/2019 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
B
09/25/2000 - 06/18/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
09/25/2000 - 06/18/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.