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Margie A Risley
MARGIE ANN HARGAN, MARGIE A HAVGAN, MARGIE A RISLEY, RISLEY A STEIN, Margie A Stein
CRD#: 4256424
IA
B
MORGAN STANLEYCRD#: 149777 7733 Forsyth Boulevard
Suite 2100
Clayton, MO 63105
Suite 2100
Clayton, MO 63105
View By:
4/20/2020
Financial
Final
State Registrations
B
Alabama 3/14/2023
B
Nebraska 5/25/2021
B
Alaska 3/31/2023
B
Nevada 6/1/2021
B
Arizona 7/19/2021
B
New Hampshire 3/22/2023
B
Arkansas 5/20/2021
B
New Jersey 3/14/2023
B
California 3/14/2023
B
New Mexico 5/20/2021
B
Colorado 5/24/2021
B
New York 3/15/2023
B
Connecticut 3/14/2023
B
North Carolina 5/21/2021
B
Delaware 3/20/2023
B
North Dakota 5/24/2021
B
District of Columbia 3/20/2023
B
Ohio 3/14/2023
B
Florida 5/20/2021
B
Oklahoma 3/14/2023
B
Georgia 5/20/2021
B
Oregon 8/18/2021
B
Hawaii 3/15/2023
B
Pennsylvania 3/14/2023
B
Idaho 3/14/2023
B
Puerto Rico 5/20/2021
B
Illinois 5/25/2021
B
Rhode Island 5/25/2021
B
Indiana 5/20/2021
B
South Carolina 5/25/2021
B
Iowa 7/14/2021
B
South Dakota 6/22/2021
B
Kansas 5/26/2021
B
Tennessee 3/14/2023
B
Kentucky 3/14/2023
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Texas 5/19/2021
B
Louisiana 3/14/2023
B
Texas 5/20/2021
B
Maine 3/16/2023
B
Utah 5/20/2021
B
Maryland 3/15/2023
B
Vermont 3/14/2023
B
Massachusetts 6/16/2021
B
Virgin Islands 3/14/2023
B
Michigan 3/15/2023
B
Virginia 3/14/2023
B
Minnesota 5/21/2021
B
Washington 5/20/2021
B
Mississippi 5/21/2021
B
West Virginia 3/16/2023
B
Missouri 5/20/2021
B
Wisconsin 5/20/2021
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Missouri 5/20/2021
B
Wyoming 3/29/2023
B
Montana 6/16/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/19/2021
B
Registered with this firm since 5/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/05/2017 - 04/28/2021 | ST LOUIS, MO | |
B | 09/01/2017 - 04/28/2021 | ST LOUIS, MO | |
IA | 03/14/2008 - 03/07/2016 | ST LOUIS, MO | |
B | 03/14/2008 - 03/07/2016 | ST LOUIS, MO | |
IA | 05/15/2006 - 03/04/2008 | ST. LOUIS, MO | |
B | 05/15/2006 - 03/04/2008 | ST. LOUIS, MO | |
IA | 08/12/2004 - 05/08/2006 | FAIRVIEW HEIGHTS, IL | |
B | 07/28/2004 - 05/08/2006 | FAIRVIEW HEIGHTS, IL | |
B | 09/12/2003 - 08/04/2004 | FRANKLIN, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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