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KIMBERLY FAYE VALLET
KIMBERLY FAYE LINN, KIMBERLY FAYE NORRIS
CRD#: 4255876
IA
B
MORGAN STANLEYCRD#: 149777 101 West Big Beaver Road
Suite 1200
Troy, MI 48084
Suite 1200
Troy, MI 48084
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Alabama 6/1/2016
B
Nebraska 11/26/2019
B
Arizona 6/2/2016
B
Nevada 5/23/2016
B
Arkansas 11/26/2019
B
New Hampshire 12/13/2019
B
California 5/10/2016
B
New Jersey 3/5/2018
B
Colorado 3/1/2018
B
New Mexico 11/26/2019
B
Connecticut 5/10/2016
B
New York 5/13/2016
B
District of Columbia 11/26/2019
B
North Carolina 5/13/2016
B
Florida 5/12/2016
B
North Dakota 9/16/2019
B
Georgia 5/12/2016
B
Ohio 5/12/2016
B
Idaho 11/26/2019
B
Oklahoma 2/28/2018
B
Illinois 5/10/2016
B
Oregon 5/19/2016
B
Indiana 5/10/2016
B
Pennsylvania 5/13/2016
B
Iowa 11/26/2019
B
Rhode Island 7/29/2024
B
Kansas 11/26/2019
B
South Carolina 5/11/2016
B
Louisiana 11/26/2019
B
Tennessee 5/12/2016
B
Maine 11/1/2021
B
Texas 5/17/2016
B
Maryland 5/11/2016
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Texas 2/20/2020
B
Massachusetts 5/13/2016
B
Utah 5/16/2016
B
Michigan 12/17/2015
B
Virginia 5/12/2016
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Michigan 12/21/2015
B
Washington 5/18/2016
B
Minnesota 5/1/2020
B
West Virginia 11/26/2019
B
Missouri 5/11/2016
B
Wisconsin 5/10/2016
SRO Registrations
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IA
Registered with this firm since 12/21/2015
B
Registered with this firm since 12/17/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/17/2014 - 11/27/2015 | TROY, MI | |
B | 06/12/2014 - 11/27/2015 | TROY, MI | |
IA | 10/20/2004 - 06/10/2014 | BLOOMFIELD HILLS, MI | |
B | 10/20/2004 - 06/10/2014 | BLOOMFIELD HILLS, MI | |
IA | 03/25/2004 - 10/22/2004 | BLOOMFIELD HILL, MI | |
B | 12/05/2000 - 10/22/2004 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.