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WILLIAM EDWARD TORRIENTE JR
ED TORRIENTE, EDDY TORRIENTE
CRD#: 4255814
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2004200620082010201220142016201820202022IAWEALTHSOURCE® PARTNERS, LLC (CRD# 282202)2020 - 2021 (<1 year)IACOMERICA SECURITIES (CRD# 17079)2009 - 2020 (10 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2006 - 2009 (3 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
Disclosure(s)
View By:
7/7/2022
Regulatory
Final
3/31/2021
Customer Dispute
Settled
3/18/2021
Customer Dispute
Settled
9/24/2020
Customer Dispute
Denied
9/21/2020
Employment Separation After Allegations
Previous Registration(s)
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11/13/2020 - 03/18/2021 WEALTHSOURCE® PARTNERS, LLC (CRD#:282202) TEMPE, AZ
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11/16/2009 - 10/20/2020 COMERICA SECURITIES (CRD#:17079) PHOENIX, AZ
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07/11/2006 - 11/05/2009 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MESA, AZ
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06/15/2004 - 12/20/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) LOS ANGELES, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.