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ANDREW SHELDON JOHNSON
CRD#: 4254485
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 SANTA MONICA, CA
0
Disclosures
24
Years of Experience
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State Registrations
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California 12/16/2004
B
Nevada 1/8/2014
IA
California 2/2/2005
B
South Carolina 4/17/2023
SRO Registrations
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IA
Registered with this firm since 2/2/2005
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Registered with this firm since 12/16/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2002 - 12/01/2004 | TORRANCE, CA | |
B | 05/06/2002 - 12/01/2004 | ST. LOUIS, MO | |
IA | 01/09/2001 - 05/07/2002 | LOS ANGELES, CA | |
B | 10/02/2000 - 05/07/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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