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Detailed Report
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2020 (5 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BONEAMERICA SECURITIES, INC. (CRD# 4173)2003 - 2003 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2003 (2 years)
Disclosure(s)
View By:
5/31/2005
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/22/2024
B
Nebraska 11/22/2024
B
Alaska 11/25/2024
B
Nevada 11/25/2024
B
Arizona 12/4/2024
B
New Hampshire 11/26/2024
B
Arkansas 12/3/2024
B
New Jersey 11/22/2024
B
California 11/22/2024
B
New Mexico 11/25/2024
B
Colorado 11/25/2024
B
New York 11/24/2024
B
Connecticut 11/22/2024
B
North Carolina 11/26/2024
B
Delaware 12/6/2024
B
North Dakota 11/25/2024
B
District of Columbia 12/2/2024
B
Ohio 11/22/2024
B
Florida 11/25/2024
B
Oklahoma 12/2/2024
B
Georgia 11/25/2024
B
Oregon 11/23/2024
B
Hawaii 1/2/2025
B
Pennsylvania 11/25/2024
B
Idaho 11/25/2024
B
Rhode Island 11/25/2024
B
Illinois 11/25/2024
B
South Carolina 11/26/2024
B
Indiana 11/22/2024
B
South Dakota 11/12/2024
B
Iowa 12/2/2024
IA
South Dakota 11/12/2024
B
Kansas 11/22/2024
B
Tennessee 11/25/2024
B
Kentucky 12/10/2024
IA
Texas 11/22/2024
B
Louisiana 12/13/2024
B
Texas 11/23/2024
B
Maine 11/25/2024
B
Utah 11/25/2024
B
Maryland 11/25/2024
B
Vermont 11/25/2024
B
Massachusetts 11/25/2024
B
Virginia 11/25/2024
B
Michigan 11/26/2024
B
Washington 11/22/2024
B
Minnesota 11/26/2024
B
West Virginia 12/5/2024
B
Mississippi 11/25/2024
B
Wisconsin 11/25/2024
B
Missouri 11/25/2024
B
Wyoming 11/25/2024
B
Montana 12/2/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Presho, SD
Registered with this firm since 11/12/2024
B
EDWARD JONES (CRD#:250)
Presho, SD
Registered with this firm since 11/11/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/06/2024 - 10/16/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) Burke, SD
B
 02/23/2024 - 10/16/2024 OSAIC INSTITUTIONS, INC. (CRD#:35371) Burke, SD
IA
 12/12/2015 - 12/31/2020 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) FORT COLLINS, CO
B
 12/14/2015 - 12/31/2020 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) FORT COLLINS, CO
IA
 02/03/2015 - 12/04/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) PORTLAND, OR
B
 02/03/2015 - 12/04/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) PORTLAND, OR
IA
 11/20/2012 - 01/29/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
B
 10/19/2012 - 01/29/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
B
 11/05/2003 - 11/24/2003 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
B
 11/15/2000 - 02/10/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.