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Detailed Report
CAROLE REARDON MARKO
CAROLE R MARKO, CAROLE MARKO
CRD#: 4253477
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 TOWN CENTER RD
BOCA RATON, FL 33486
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2008 (8 years)2 FIRMS2008 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alaska 6/6/2022
B
Massachusetts 12/13/2019
B
Arizona 2/20/2020
B
Montana 11/3/2017
B
California 11/17/2008
B
New Jersey 11/17/2008
B
Colorado 11/17/2008
B
New York 11/17/2008
B
Connecticut 11/17/2008
B
North Carolina 11/17/2008
B
Delaware 3/3/2020
B
Ohio 3/4/2020
B
District of Columbia 2/26/2015
B
Oklahoma 11/29/2011
B
Florida 11/17/2008
B
Oregon 5/23/2011
IA
Florida 11/21/2008
B
Pennsylvania 11/17/2008
B
Georgia 11/17/2008
B
South Carolina 11/17/2008
B
Hawaii 1/3/2022
B
Tennessee 6/30/2015
B
Illinois 3/11/2016
IA
Texas 12/16/2008
B
Kansas 2/18/2025
B
Texas 1/11/2011
B
Maine 1/6/2014
B
Virginia 11/17/2008
B
Maryland 11/17/2008
B
Washington 10/16/2012

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 TOWN CENTER RD, BOCA RATON, FL 33486
Boca Raton, FL
Registered with this firm since 11/21/2008
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 TOWN CENTER RD, BOCA RATON, FL 33486
Boca Raton, FL
Registered with this firm since 11/17/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/07/2008 - 12/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
IA
 10/12/2000 - 11/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
 10/11/2000 - 11/13/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.