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Detailed Report
DANNY D IZQUIERDO
DANNY DAVID IZQUIERDO, DANNY D IZQUIERDO SR
CRD#: 4253185
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 8 PARK AVE
RUTHERFORD, NJ 07070
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2002 (<1 year)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2016 - Present (8 years)BSANTANDER SECURITIES LLC (CRD# 41791)2013 - 2016 (2 years)BPNC INVESTMENTS (CRD# 129052)2007 - 2013 (6 years)BADP BROKER-DEALER, INC. (CRD# 37693)2005 - 2007 (2 years)BU.S. SECURITIES & FUTURES CORP. (CRD# 36045)2001 - 2002 (1 year)BDALTON KENT SECURITIES GROUP, INC. (CRD# 38813)2000 - 2000 (<1 year)IASANTANDER SECURITIES (CRD# 41791)2014 - 2016 (2 years)
Disclosure(s)
View By:
1/25/2001
Criminal
Final Disposition
License(s)

State Registrations

B
Connecticut 7/21/2016
B
New York 7/20/2016
B
Delaware 7/27/2016
B
North Carolina 10/26/2021
B
District of Columbia 7/19/2016
B
Ohio 8/29/2023
B
Florida 7/20/2016
B
Pennsylvania 7/20/2016
B
Maryland 7/21/2016
B
Rhode Island 7/19/2016
B
Massachusetts 9/12/2016
IA
Texas 7/19/2016
B
New Hampshire 7/21/2016
B
Texas 7/20/2016
B
New Jersey 7/19/2016
B
Virginia 7/22/2016
IA
New Jersey 7/19/2016

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8 PARK AVE, RUTHERFORD, NJ 07070
235 WOODBINE ST, BERGENFIELD, NJ 07621
Registered with this firm since 7/19/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8 PARK AVE, RUTHERFORD, NJ 07070
235 WOODBINE ST, BERGENFIELD, NJ 07621
Registered with this firm since 7/18/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/09/2014 - 02/02/2016 SANTANDER SECURITIES (CRD#:41791) DENVILLE, NJ
B
 11/25/2013 - 02/02/2016 SANTANDER SECURITIES LLC (CRD#:41791) DENVILLE, NJ
B
 10/05/2007 - 11/01/2013 PNC INVESTMENTS (CRD#:129052) KEARNY, NJ
B
 07/15/2005 - 09/11/2007 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
B
 06/25/2003 - 12/19/2003 HARRISON SECURITIES, INC. (CRD#:14103)
FINRA expelled the firm on 12/16/2004
PORT WASHINGTON, NY
B
 01/15/2003 - 05/06/2003 SKY CAPITAL LLC (CRD#:114657)
FINRA expelled the firm on 04/13/2009
NEW YORK, NY
B
 08/13/2002 - 08/28/2002 SKY CAPITAL LLC (CRD#:114657)
FINRA expelled the firm on 04/13/2009
NEW YORK, NY
B
 05/24/2002 - 08/26/2002 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 02/02/2001 - 05/22/2002 U.S. SECURITIES & FUTURES CORP. (CRD#:36045) NEW YORK, NY
B
 11/06/2000 - 11/29/2000 DALTON KENT SECURITIES GROUP, INC. (CRD#:38813) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.