Individual Firm
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WALLACE W FOSTER JR
WALLACE W FOSTER JR., WALLACE W FOSTER JR. JR
CRD#: 4253181
IA
B
MORGAN STANLEYCRD#: 149777 150 JFK Parkway
2Nd Floor
Short Hills, NJ 07078
2Nd Floor
Short Hills, NJ 07078
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 8/30/2021
B
New Hampshire 11/13/2017
B
Arkansas 12/15/2023
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 1/5/2011
B
New Mexico 1/5/2011
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 11/14/2024
B
North Carolina 6/1/2009
B
District of Columbia 2/2/2021
B
Ohio 12/16/2023
B
Florida 6/1/2009
B
Oklahoma 9/7/2021
B
Georgia 7/22/2016
B
Oregon 5/26/2021
B
Illinois 5/26/2015
B
Pennsylvania 6/1/2009
B
Indiana 12/15/2023
B
Rhode Island 6/1/2009
B
Kansas 9/7/2021
B
South Carolina 7/22/2016
B
Kentucky 6/1/2009
B
Tennessee 5/24/2018
B
Maine 1/5/2011
B
Texas 2/8/2011
B
Maryland 6/1/2009
IA
Texas 2/16/2011
B
Massachusetts 8/21/2012
B
Vermont 6/1/2009
B
Michigan 7/6/2021
B
Virgin Islands 12/15/2023
B
Mississippi 8/15/2024
B
Virginia 7/22/2016
B
Missouri 6/13/2018
B
Washington 12/15/2023
B
Montana 12/15/2023
B
Wisconsin 12/15/2023
B
Nevada 12/15/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/28/2008 - 06/01/2009 | WESTFIELD, NJ | |
B | 10/28/2008 - 06/01/2009 | WESTFIELD, NJ | |
IA | 04/14/2004 - 10/29/2008 | WESTFIELD, NJ | |
B | 10/24/2000 - 10/29/2008 | WESTFIELD, NJ |
WESTFIELD, NJ
04/14/2004 - 10/29/2008
WESTFIELD, NJ
10/24/2000 - 10/29/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.