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Detailed Report
Angela Liu
ANGELA CHOU, ANGELA LI CHING LIU
CRD#: 4253068
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 53 N. BEVERWYCK RD.
LAKE HIAWATHA, NJ 07034
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2008 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2002 (1 year)
License(s)

State Registrations

B
Arizona 9/17/2013
B
Nevada 11/27/2018
B
California 1/26/2016
B
New Hampshire 6/8/2020
B
Colorado 3/22/2024
B
New Jersey 10/1/2012
B
Connecticut 10/1/2012
IA
New Jersey 10/1/2012
B
Delaware 12/14/2016
B
New York 10/1/2012
B
Florida 7/3/2013
B
North Carolina 4/16/2018
B
Georgia 5/17/2021
B
Ohio 9/27/2023
B
Illinois 6/18/2013
B
Pennsylvania 10/1/2012
B
Kansas 8/5/2014
B
Tennessee 11/15/2022
B
Maryland 2/19/2014
B
Texas 1/15/2021
B
Massachusetts 6/27/2013
IA
Texas 1/25/2021
B
Michigan 6/3/2022
B
Virginia 3/21/2018
B
Minnesota 7/10/2020
B
Washington 10/28/2020
B
Missouri 11/1/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
53 N. BEVERWYCK RD., LAKE HIAWATHA, NJ 07034
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
53 N. BEVERWYCK RD., LAKE HIAWATHA, NJ 07034
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/20/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE HIAWATHA, NJ
B
 08/11/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE HIAWATHA, NJ
IA
 11/20/2006 - 07/22/2008 PNC INVESTMENTS (CRD#:129052) CEDAR KNOLLS, NJ
B
 11/20/2006 - 07/22/2008 PNC INVESTMENTS (CRD#:129052) CEDAR KNOLLS, NJ
IA
 03/12/2004 - 09/07/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE HIAWATHA, NJ
B
 03/04/2004 - 09/07/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAKE HIAWATHA, NJ
B
 09/11/2000 - 02/11/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.