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Detailed Report
Joseph Neil Headlee Jr
JOSEPH NEIL HEADLEE II, HEADLEE
CRD#: 4252883
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2112 N FRANKLIN DR STE 1
WASHINGTON, PA 15301
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2024 - Present (1 year)BEDWARD JONES (CRD# 250)2000 - Present (24 years)IAEDWARD JONES (CRD# 250)2019 - 2020 (1 year)
Disclosure(s)
View By:
7/16/2015
Customer Dispute
Denied
2/7/2005
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Colorado 1/25/2023
B
North Carolina 8/2/2005
B
Connecticut 10/4/2023
B
Ohio 3/14/2001
B
Delaware 1/16/2018
B
Pennsylvania 10/30/2000
B
Florida 4/29/2004
IA
Pennsylvania 1/3/2024
B
Georgia 11/17/2011
B
South Carolina 10/4/2023
B
Hawaii 8/31/2021
B
Tennessee 8/13/2007
B
Illinois 7/15/2008
B
Utah 1/28/2022
B
Kentucky 3/24/2010
B
Vermont 2/2/2024
B
Maryland 11/19/2001
B
Virginia 7/10/2008
B
Michigan 10/1/2014
B
West Virginia 1/30/2001
B
Montana 11/29/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2112 N FRANKLIN DR STE 1, WASHINGTON, PA 15301
Registered with this firm since 1/3/2024
B
EDWARD JONES (CRD#:250)
2112 N FRANKLIN DR STE 1, WASHINGTON, PA 15301
Registered with this firm since 10/10/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/20/2019 - 12/31/2020 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.