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Detailed Report
RICHARD JOSEPH ANZELONE
CRD#: 4252619
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Investment Adviser
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Previous Broker
STRATEGICPOINT INVESTMENT ADVISORS LLCCRD#: 124636 294 WEST EXCHANGE STREET
PROVIDENCE, RI 02903-1004
Registration History
20002002200420062008201020122014201620182020202220242026IASTRATEGICPOINT INVESTMENT ADVI... (CRD# 124636)2003 - Present (22 years)BSTRATEGIC POINT SECURITIES, LLC (CRD# 124753)2005 - 2017 (12 years)BSTRATEGIC POINT SECURITIES, LLC (CRD# 124753)2004 - 2005 (<1 year)BSTRATEGIC POINT SECURITIES, LLC (CRD# 124753)2003 - 2003 (<1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2000 - 2001 (<1 year)
License(s)

State Registrations

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Rhode Island 1/1/2003
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Texas 9/9/2011
Current Registration(s)
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STRATEGICPOINT INVESTMENT ADVISORS LLC (CRD#:124636)
294 WEST EXCHANGE STREET, PROVIDENCE, RI 02903-1004
294 WEST EXCHANGE STREET, PROVIDENCE, RI 02903
Registered with this firm since 1/1/2003
Previous Registration(s)
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 03/09/2005 - 09/27/2017 STRATEGIC POINT SECURITIES, LLC (CRD#:124753) PROVIDENCE, RI
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 08/19/2004 - 01/11/2005 STRATEGIC POINT SECURITIES, LLC (CRD#:124753) PROVIDENCE, RI
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 08/04/2003 - 10/07/2003 STRATEGIC POINT SECURITIES, LLC (CRD#:124753) PROVIDENCE, RI
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 09/07/2000 - 08/21/2001 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.