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Detailed Report
JARID CARL KING
CRD#: 4252194
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 CARONDELET PLZ STE 800
CLAYTON, MO 63105
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2011 - 2014 (2 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2018 - Present (7 years)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)2009 - 2011 (1 year)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2007 - 2007 (<1 year)BEDWARD JONES (CRD# 250)2002 - 2005 (3 years)
License(s)

State Registrations

B
Alabama 3/14/2018
IA
Missouri 1/25/2018
B
Arizona 3/14/2018
B
Nebraska 4/6/2022
B
California 3/14/2018
B
New Hampshire 3/14/2018
B
Colorado 3/14/2018
B
New Jersey 3/14/2018
B
Connecticut 3/14/2018
B
New York 3/14/2018
B
District of Columbia 10/26/2023
B
North Carolina 11/5/2018
B
Florida 3/14/2018
B
Ohio 3/15/2018
B
Georgia 10/26/2023
B
Pennsylvania 3/14/2018
B
Hawaii 3/14/2018
B
South Carolina 11/13/2024
B
Illinois 3/14/2018
B
Tennessee 10/26/2023
B
Kansas 3/14/2018
B
Texas 3/14/2018
B
Maryland 6/17/2019
IA
Texas 3/15/2018
B
Massachusetts 6/16/2022
B
Virginia 3/14/2018
B
Michigan 3/14/2018
B
Washington 3/14/2018
B
Minnesota 9/19/2023
B
Wisconsin 10/26/2023
B
Missouri 1/25/2018
B
Wyoming 3/14/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 1/25/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 CARONDELET PLZ STE 800, CLAYTON, MO 63105
Registered with this firm since 1/25/2018
Previous Registration(s)
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IA
 05/29/2015 - 10/19/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) SAINT LOUIS, MO
B
 05/29/2015 - 10/19/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SAINT LOUIS, MO
IA
 10/10/2011 - 01/21/2014 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) ST LOUIS, MO
IA
 10/10/2011 - 01/21/2014 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
 09/23/2011 - 01/21/2014 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
 12/10/2009 - 09/14/2011 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) ST. LOUIS, MO
B
 04/12/2007 - 12/14/2007 M HOLDINGS SECURITIES, INC. (CRD#:43285) ST. LOUIS, MO
B
 06/05/2002 - 11/04/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.