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ROBERT ECHAVARRIA
BOB ECHAVARRIA
CRD#: 4250401
IA
Investment Adviser
B
Broker
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 17806 IH 10 West - Suite 210
San Antonio, TX 78257
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2007 (6 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2007 - 2012 (5 years)IABBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2007 - 2011 (4 years)
License(s)

State Registrations

B
Alabama 10/15/2021

B
Montana 3/10/2023

B
Arizona 10/15/2021

B
Nebraska 10/15/2021

B
Arkansas 10/15/2021

B
Nevada 10/15/2021

B
California 10/15/2021

B
New Jersey 10/15/2021

B
Colorado 10/15/2021

B
New Mexico 10/15/2021

B
Connecticut 10/15/2021

B
New York 10/15/2021

B
Delaware 10/15/2021

B
North Carolina 10/15/2021

B
District of Columbia 10/15/2021

B
Ohio 10/20/2021

B
Florida 10/15/2021

B
Oklahoma 10/15/2021

B
Georgia 10/15/2021

B
Oregon 10/15/2021

B
Idaho 10/15/2021

B
Pennsylvania 10/15/2021

B
Illinois 10/15/2021

B
Rhode Island 3/10/2023

B
Indiana 10/15/2021

B
South Carolina 10/15/2021

B
Kansas 10/15/2021

B
Tennessee 10/15/2021

B
Kentucky 10/15/2021

B
Texas 10/15/2021

B
Louisiana 10/15/2021

IA
Texas 10/15/2021

B
Maine 10/15/2021

B
Utah 10/15/2021

B
Maryland 10/15/2021

B
Virgin Islands 10/15/2021

B
Massachusetts 10/15/2021

B
Virginia 10/15/2021

B
Michigan 10/15/2021

B
Washington 10/15/2021

B
Minnesota 10/15/2021

B
Wisconsin 10/15/2021

B
Mississippi 10/15/2021

B
Wyoming 10/15/2021

B
Missouri 10/15/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361)
17806 IH 10 West - Suite 210, San Antonio, TX 78257
Registered with this firm since 10/15/2021

B
ROCKEFELLER FINANCIAL LLC (CRD#:291361)
17806 IH 10 West - Suite 210, San Antonio, TX 78257
Registered with this firm since 10/15/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2012 - 10/19/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
07/13/2012 - 10/19/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
04/27/2007 - 07/19/2012 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) SAN ANTONIO, TX
IA
05/18/2007 - 07/15/2011 BBVA COMPASS INVESTMENT SOLUTIONS, INC. (CRD#:17086) SAN ANTONIO, TX
IA
11/03/2000 - 05/02/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN ANTONIO, TX
B
10/12/2000 - 05/02/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.