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STEVEN WERNER
STEVEN DENNIS WERNER
CRD#: 4249811
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2945 CENTER VALLEY PARKWAY
SUITE 311
CENTER VALLEY, PA 18034-9033
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2945 CENTER VALLEY PARKWAY
SUITE 311
CENTER VALLEY, PA 18034
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (1 year)2 FIRMS2002 - 2004 (2 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2023 (16 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2009 - 2023 (14 years)
License(s)

State Registrations

B
Arizona 1/6/2024

B
New York 1/6/2024

B
Colorado 7/19/2024

B
North Carolina 1/6/2024

B
Connecticut 1/6/2024

B
Pennsylvania 10/25/2023

B
Delaware 1/6/2024

IA
Pennsylvania 11/30/2023

B
Florida 1/6/2024

B
South Carolina 1/6/2024

B
Maine 7/16/2024

B
Tennessee 1/6/2024

B
Maryland 1/6/2024

B
Texas 11/29/2023

B
New Hampshire 7/16/2024

IA
Texas 11/30/2023

B
New Jersey 1/6/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2945 CENTER VALLEY PARKWAY SUITE 311, CENTER VALLEY, PA 18034-9033
Registered with this firm since 11/30/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2945 CENTER VALLEY PARKWAY SUITE 311, CENTER VALLEY, PA 18034
READING, PA
Registered with this firm since 10/25/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/05/2023 - 10/13/2023 MORGAN STANLEY (CRD#:149777) West Conshohocken, PA
B
01/12/2023 - 10/13/2023 MORGAN STANLEY (CRD#:149777) West Conshohocken, PA
IA
04/20/2009 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) West Conshohocken, PA
B
11/07/2006 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) West Conshohocken, PA
IA
09/11/2002 - 11/30/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) NORRISTOWN, PA
B
02/04/2002 - 11/30/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
09/13/2000 - 10/15/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/13/2000 - 10/15/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
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