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ELMER Richard FERGUSON
ELMER RICHARD FERGUSON, ELMER FERGUSON, RICK FERGUSON
CRD#: 4249474
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Investment Adviser
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Previous Broker
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 1450 Maria Lane
SUITE 400
Walnut Creek, CA 94596
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2019 (3 years)IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2019 - Present (6 years)BTRIAD ADVISORS LLC (CRD# 25803)2019 - 2019 (<1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2007 - 2018 (11 years)BSPECTRUM CAPITAL, LLC (CRD# 28303)2013 - 2014 (<1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2007 (5 years)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)2000 - 2001 (<1 year)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2013 - 2018 (5 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - 2007 (2 years)
License(s)

State Registrations

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California 2/15/2019

Current Registration(s)
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ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766)
1450 Maria Lane SUITE 400, Walnut Creek, CA 94596
Registered with this firm since 2/15/2019

Previous Registration(s)
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02/19/2019 - 12/31/2019 TRIAD ADVISORS LLC (CRD#:25803) Lafayette, CA
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09/02/2015 - 03/13/2019 MMA SECURITIES LLC (CRD#:44254) San Francisco, CA
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09/02/2015 - 03/13/2019 MMA SECURITIES LLC (CRD#:44254) San Francisco, CA
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03/28/2013 - 07/19/2018 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SAN DIEGO, CA
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04/10/2007 - 07/19/2018 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SAN DIEGO, CA
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12/05/2014 - 10/07/2015 MMC SECURITIES CORP. (CRD#:103846) San Francisco, CA
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12/05/2014 - 10/07/2015 MMC SECURITIES CORP. (CRD#:103846) San Francisco, CA
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05/03/2013 - 02/07/2014 SPECTRUM CAPITAL, LLC (CRD#:28303) OMAHA, NE
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04/22/2004 - 03/14/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) SAN DIEGO, CA
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10/30/2001 - 03/14/2007 PARK AVENUE SECURITIES LLC (CRD#:46173) SAN DIEGO, CA
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11/01/2000 - 10/15/2001 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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