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Detailed Report
SIMON MATTHEW HOLFORD
CRD#: 4249463
IA
Investment Adviser
B
Broker
PASADENA PRIVATE WEALTH, LLCCRD#: 295178 2 NORTH LAKE AVENUE
SUITE 520
PASADENA, CA 91101
GT SECURITIES, INC.CRD#: 116012 LA CANADA FLINTRIDGE, CA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2018 (17 years)BGT SECURITIES, INC. (CRD# 116012)2025 - Present (<1 year)IAPASADENA PRIVATE WEALTH, LLC (CRD# 295178)2018 - Present (6 years)BPENSIONMARK SECURITIES, LLC (CRD# 283952)2020 - 2024 (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2018 - 2019 (1 year)
License(s)

State Registrations

IA
California 5/21/2018
IA
Hawaii 5/8/2019
B
California 1/30/2025
IA
Texas 5/6/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
GT SECURITIES, INC. (CRD#:116012)
LA CANADA FLINTRIDGE, CA
Registered with this firm since 1/30/2025
IA
PASADENA PRIVATE WEALTH, LLC (CRD#:295178)
2 NORTH LAKE AVENUE SUITE 520, PASADENA, CA 91101
Registered with this firm since 5/21/2018
Previous Registration(s)
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B
 05/18/2020 - 05/02/2024 PENSIONMARK SECURITIES, LLC (CRD#:283952) Pasadena, CA
B
 05/18/2018 - 12/20/2019 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Pasadena, CA
IA
 03/22/2001 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 01/01/2001 - 05/22/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.