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Detailed Report
MARISOL ALGARIN
CRD#: 4248600
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2400 N COMMERCE PKWY
WESTON, FL 33326
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BG.F. INVESTMENT SERVICES, LLC (CRD# 132939)2015 - 2015 (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2013 - 2014 (1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2010 - 2013 (3 years)BKOVACK SECURITIES INC. (CRD# 44848)2005 - 2009 (3 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2005 (1 year)BWAYNE HUMMER INVESTMENTS L.L.C. (CRD# 875)2000 - 2003 (2 years)
Disclosure(s)
View By:
4/22/2015
Financial
Final
4/22/2015
Financial
Final
4/22/2015
Financial
Final
4/22/2015
Financial
Final
License(s)

State Registrations

B
Alabama 5/14/2018
B
Nevada 1/11/2024
B
Arizona 2/3/2017
B
New Hampshire 1/7/2025
B
California 2/3/2017
B
New Jersey 2/14/2017
B
Colorado 3/1/2017
B
New Mexico 1/11/2022
B
Connecticut 2/3/2017
B
New York 2/14/2017
B
District of Columbia 2/3/2017
B
North Carolina 2/6/2017
B
Florida 6/8/2016
B
Ohio 2/3/2017
IA
Florida 10/18/2016
B
Oregon 2/20/2018
B
Georgia 2/6/2017
B
Pennsylvania 2/6/2017
B
Idaho 1/15/2021
B
Puerto Rico 1/28/2021
B
Illinois 2/3/2017
B
Rhode Island 5/23/2023
B
Iowa 12/1/2023
B
South Carolina 2/24/2017
B
Louisiana 1/22/2019
B
Tennessee 2/6/2017
B
Maryland 2/7/2017
B
Texas 2/3/2017
B
Massachusetts 5/1/2017
IA
Texas 2/13/2017
B
Michigan 2/8/2017
B
Virginia 2/3/2017
B
Minnesota 2/3/2017
B
Washington 2/28/2017
B
Missouri 1/4/2024
B
Wisconsin 1/16/2025
B
Montana 2/6/2025

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
Registered with this firm since 10/18/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2400 N COMMERCE PKWY, WESTON, FL 33326
Registered with this firm since 6/7/2016
Previous Registration(s)
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B
 08/07/2015 - 10/16/2015 G.F. INVESTMENT SERVICES, LLC (CRD#:132939) FORT LAUDERDALE, FL
B
 08/30/2013 - 08/29/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) FT. LAUDERDALE, FL
B
 03/30/2010 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) FORT LAUDERDALE, FL
B
 09/20/2005 - 05/20/2009 KOVACK SECURITIES INC. (CRD#:44848) WESTON, FL
B
 06/22/2004 - 09/19/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 10/18/2000 - 05/15/2003 WAYNE HUMMER INVESTMENTS L.L.C. (CRD#:875) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.