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Detailed Report
DANIEL E KIELY
CRD#: 4248326
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 330 N HIGGINS AVE
MISSOULA, MT 59802
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - Present (24 years)
License(s)

State Registrations

B
Alabama 8/12/2008
B
Nevada 4/22/2014
B
California 11/30/2000
B
New Hampshire 2/7/2018
B
Colorado 12/7/2006
B
New Mexico 5/18/2016
B
Connecticut 6/18/2012
B
New York 5/18/2007
B
Delaware 3/9/2010
B
North Carolina 2/20/2008
B
District of Columbia 5/18/2017
B
Ohio 10/18/2004
B
Florida 8/30/2004
B
Oregon 8/12/2004
B
Georgia 10/12/2010
B
Pennsylvania 1/3/2007
B
Hawaii 5/4/2023
B
Rhode Island 8/24/2023
B
Idaho 7/10/2006
B
Tennessee 9/25/2014
B
Illinois 11/30/2000
B
Texas 7/13/2007
B
Indiana 1/9/2001
IA
Texas 7/13/2007
B
Kansas 4/18/2006
B
Utah 11/23/2012
B
Maryland 4/18/2006
B
Virginia 12/1/2000
B
Mississippi 7/13/2021
B
Washington 11/30/2000
B
Missouri 1/9/2004
B
Wisconsin 2/18/2014
B
Montana 9/27/2000
B
Wyoming 1/14/2010
IA
Montana 10/2/2000

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
330 N HIGGINS AVE, MISSOULA, MT 59802
Registered with this firm since 10/2/2000
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
330 N HIGGINS AVE, MISSOULA, MT 59802
Registered with this firm since 8/31/2000
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.