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DANIEL E KIELY
CRD#: 4248326
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 330 N HIGGINS AVE
MISSOULA, MT 59802
MISSOULA, MT 59802
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Disclosures
24
Years of Experience
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State Registrations
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Alabama 8/12/2008
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Nevada 4/22/2014
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California 11/30/2000
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New Hampshire 2/7/2018
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Colorado 12/7/2006
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New Mexico 5/18/2016
B
Connecticut 6/18/2012
B
New York 5/18/2007
B
Delaware 3/9/2010
B
North Carolina 2/20/2008
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District of Columbia 5/18/2017
B
Ohio 10/18/2004
B
Florida 8/30/2004
B
Oregon 8/12/2004
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Georgia 10/12/2010
B
Pennsylvania 1/3/2007
B
Hawaii 5/4/2023
B
Rhode Island 8/24/2023
B
Idaho 7/10/2006
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Tennessee 9/25/2014
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Illinois 11/30/2000
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Texas 7/13/2007
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Indiana 1/9/2001
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Texas 7/13/2007
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Kansas 4/18/2006
B
Utah 11/23/2012
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Maryland 4/18/2006
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Virginia 12/1/2000
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Mississippi 7/13/2021
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Washington 11/30/2000
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Missouri 1/9/2004
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Wisconsin 2/18/2014
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Montana 9/27/2000
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Wyoming 1/14/2010
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Montana 10/2/2000
SRO Registrations
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Registered with this firm since 10/2/2000
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Registered with this firm since 8/31/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.