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Detailed Report
ERIC JON SOBCZAK
CRD#: 4247661
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 Brookfield, WI
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BGWFS EQUITIES, INC. (CRD# 13109)2005 - 2006 (1 year)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2005 - 2005 (<1 year)BSTRONG INVESTMENTS, INC. (CRD# 15658)2001 - 2005 (3 years)BTCF SECURITIES, INC. (CRD# 34954)2000 - 2001 (1 year)
License(s)

State Registrations

B
Wisconsin 8/29/2006
IA
Wisconsin 8/29/2006

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Brookfield, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202-5391
Registered with this firm since 8/29/2006
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Brookfield, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Registered with this firm since 8/29/2006
Previous Registration(s)
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B
 06/08/2005 - 08/23/2006 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
 04/11/2005 - 04/22/2005 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) CHARLOTTE, NC
B
 12/20/2001 - 04/11/2005 STRONG INVESTMENTS, INC. (CRD#:15658) MENOMONEE FALLS, WI
B
 09/12/2000 - 10/08/2001 TCF SECURITIES, INC. (CRD#:34954) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.