Individual Firm
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MARC STEPHEN BECKER
CRD#: 4247479
IA
B
EFFICIENT ADVISORSCRD#: 150144 2741 CAMPUS WALK
BLDG 400
DURHAM, NC 27705
BLDG 400
DURHAM, NC 27705
0
Disclosures
24
Years of Experience
View By:
State Registrations
IA
North Carolina 4/27/2015
IA
Registered with this firm since 4/27/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/16/2019 - 12/31/2021 | DURHAM, NC | |
IA | 05/21/2014 - 08/11/2021 | DURHAM, NC | |
B | 03/15/2006 - 08/16/2019 | DURHAM, NC | |
IA | 03/15/2006 - 04/23/2007 | DURHAM, NC | |
IA | 06/25/2003 - 04/12/2006 | DURHAM, NC | |
B | 04/29/2003 - 04/12/2006 | FORT WAYNE, IN | |
IA | 06/04/2002 - 04/08/2003 | BIRMINGHAM, AL | |
B | 11/07/2000 - 04/08/2003 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.