• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TODD BRIAN DIVEN
CRD#: 4246598
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 100 PIERCE RD
SUITE 105
ITASCA, IL 60143
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 100 PIERCE RD
SUITE 105
ITASCA, IL 60143
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (2 years)3 FIRMS2013 - Present (11 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - 2013 (10 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2000 - 2000 (<1 year)IASUMMIT WEALTH ADVISORS LLC (CRD# 123932)2004 - 2013 (9 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2013 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2013 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2003 - 2009 (5 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2001 - 2003 (2 years)
License(s)

State Registrations

B
Arizona 11/15/2013

B
Minnesota 11/15/2013

B
California 3/19/2014

B
Missouri 10/14/2021

B
Colorado 3/19/2014

B
North Carolina 3/19/2014

B
District of Columbia 12/8/2014

B
Ohio 4/20/2018

B
Florida 11/15/2013

B
Oklahoma 3/30/2023

B
Georgia 11/15/2013

B
Pennsylvania 3/19/2014

B
Illinois 11/15/2013

B
Tennessee 9/17/2015

IA
Illinois 11/15/2013

B
Texas 3/19/2014

B
Indiana 3/19/2014

B
Utah 6/26/2020

B
Iowa 7/22/2021

B
Virginia 3/19/2014

B
Maryland 3/19/2014

B
Washington 11/15/2013

B
Massachusetts 3/19/2014

B
Wisconsin 11/15/2013

B
Michigan 3/19/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
100 PIERCE RD SUITE 105, ITASCA, IL 60143
Registered with this firm since 11/15/2013

B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
100 PIERCE RD SUITE 105, ITASCA, IL 60143
Registered with this firm since 11/15/2013

B
LPL FINANCIAL LLC (CRD#:6413)
100 PIERCE RD, STE 105, ITASCA, IL 60143
Registered with this firm since 11/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/05/2004 - 12/10/2013 SUMMIT WEALTH ADVISORS LLC (CRD#:123932) ITASCA, IL
IA
11/15/2013 - 11/18/2013 LPL FINANCIAL LLC (CRD#:6413) ITASCA, IL
IA
01/02/2009 - 11/18/2013 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) ITASCA, IL
B
10/08/2003 - 11/18/2013 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ITASCA, IL
IA
10/20/2003 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ITASCA, IL
IA
01/09/2001 - 10/03/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CHICAGO, IL
B
11/20/2000 - 10/03/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
11/20/2000 - 10/03/2003 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
08/31/2000 - 11/13/2000 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.