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FRANK B GRINNELL
CRD#: 4246539
IA
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GRINNELL CAPITAL, LLCCRD#: 311742 2574 Fairway Village Dr
PARK CITY, UT 84060
PARK CITY, UT 84060
0
Disclosures
22
Years of Experience
View By:
State Registrations
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California 2/24/2022
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Texas 5/28/2021
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Colorado 12/7/2022
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Utah 3/26/2021
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Idaho 2/25/2022
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Registered with this firm since 3/26/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/2018 - 01/13/2020 | GREENWOOD VILLAGE, CO | |
B | 03/20/2018 - 01/13/2020 | GREENWOOD VILLAGE, CO | |
IA | 03/13/2015 - 10/04/2017 | DENVER, CO | |
B | 03/12/2015 - 10/04/2017 | DENVER, CO | |
IA | 04/18/2011 - 04/17/2015 | BOISE, ID | |
IA | 06/01/2009 - 11/29/2010 | BOISE, ID | |
B | 06/01/2009 - 11/29/2010 | BOISE, ID | |
IA | 01/03/2003 - 06/01/2009 | BOISE, ID | |
B | 09/23/2002 - 06/01/2009 | BOISE, ID | |
B | 09/15/2000 - 10/02/2002 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.