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Detailed Report
JESSIE LYN BUTLER
JESSIE LYN TIERNEY
CRD#: 4246092
IA
Investment Adviser
F L PUTNAM INVESTMENT MANAGEMENT CO.CRD#: 106223 5 Widgery Wharf
Portland, ME 04101
Registration History
20192020202120222023202420252026IAF L PUTNAM INVESTMENT MANAGEME... (CRD# 106223)2019 - Present (5 years)
License(s)

State Registrations

IA
Maine 5/20/2019
Current Registration(s)
IA
F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD#:106223)
5 Widgery Wharf, Portland, ME 04101
Registered with this firm since 5/20/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.