Individual Firm
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SARAH KLAWITTER MARKS
SARAH MICHELLE KLAWITTER
CRD#: 4246002
IA
B
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD#: 283004 1800 Tysons Blvd.
Suite 360
McLean, VA 22102
Suite 360
McLean, VA 22102
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCCRD#: 1254 1800 Tysons Blvd
Suite 360
McLean, VA 22102
Suite 360
McLean, VA 22102
View By:
11/20/2008
Customer Dispute
Settled
State Registrations
B
Arizona 5/27/2022
B
North Carolina 5/27/2022
B
California 5/27/2022
B
Texas 8/2/2022
B
District of Columbia 5/27/2022
IA
Texas 8/2/2022
B
Florida 5/27/2022
B
Vermont 1/8/2024
B
Maryland 5/27/2022
IA
Virginia 7/10/2020
B
Nevada 1/31/2024
B
Virginia 5/27/2022
B
New York 5/27/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 5/27/2022
IA
Registered with this firm since 1/31/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/18/2018 - 05/27/2022 | McLean, VA | |
IA | 12/07/2007 - 01/29/2018 | ARLINGTON, VA | |
B | 12/07/2007 - 01/29/2018 | ARLINGTON, VA | |
IA | 04/12/2006 - 12/11/2007 | VIENNA, VA | |
B | 01/09/2006 - 12/11/2007 | VIENNA, VA | |
IA | 07/08/2003 - 01/11/2006 | ROCKVILLE, MD | |
B | 08/25/2000 - 01/11/2006 | DETROIT, MI | |
IA | 06/02/2003 - 11/07/2003 | ROCKVILLE , MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.