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MARK D. DOUGLAS
CRD#: 4245437
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 RICHMOND, VA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 RICHMOND, VA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2013 (10 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)2000 - 2003 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IANATHAN & LEWIS SECURITIES, INC. (CRD# 8503)2001 - 2003 (2 years)
Disclosure(s)
View By:
6/14/2010
Customer Dispute
Denied
License(s)

State Registrations

B
California 9/3/2013

B
North Carolina 9/3/2013

B
District of Columbia 9/3/2013

B
Oregon 9/3/2013

B
Florida 9/3/2013

B
Virginia 9/3/2013

B
Idaho 10/29/2021

IA
Virginia 6/29/2023

B
Maryland 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
RICHMOND, VA
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
RICHMOND, VA
Registered with this firm since 9/3/2013

Previous Registration(s)
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IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
08/01/2003 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) PALM SPRINGS, CA
B
08/01/2003 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) PALM SPRINGS, CA
IA
01/08/2001 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) VIENNA, VA
B
10/05/2000 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.