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William E Leonard
BILL EDWARD LEONARD, WILLIAM EDWARD LEONARD
CRD#: 4245306
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J.P. MORGAN SECURITIES LLCCRD#: 79 3414 SEAJAY DR
BEAVERCREEK, OH 45430
BEAVERCREEK, OH 45430
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Disclosures
24
Years of Experience
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State Registrations
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Alabama 6/29/2019
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Missouri 1/6/2021
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Arizona 10/3/2016
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New York 6/24/2019
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Arkansas 10/26/2023
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North Carolina 12/23/2021
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California 6/21/2016
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Ohio 10/1/2012
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Colorado 1/13/2015
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Ohio 10/1/2012
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Florida 10/2/2012
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South Carolina 2/24/2023
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Georgia 12/16/2020
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South Dakota 7/14/2021
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Illinois 9/2/2014
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Texas 2/7/2017
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Indiana 5/12/2016
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Texas 2/14/2017
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Kentucky 12/3/2012
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Virginia 9/19/2017
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Michigan 1/30/2018
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Washington 2/7/2017
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Minnesota 11/19/2014
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Wisconsin 7/7/2014
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/2012 - 10/01/2012 | DAYTON, OH | |
B | 08/10/2012 - 10/01/2012 | DAYTON, OH | |
IA | 11/13/2009 - 08/03/2012 | SPRINGBORO, OH | |
B | 11/13/2009 - 08/03/2012 | SPRINGBORO, OH | |
IA | 08/28/2008 - 11/13/2009 | BEAVERCREEK, OH | |
B | 01/11/2006 - 11/13/2009 | BEAVERCREEK, OH | |
B | 06/20/2005 - 01/18/2006 | CINCINNATI, OH | |
B | 08/28/2000 - 12/31/2004 | DULUTH, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.