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Detailed Report
JOSHUA WALTER LEWIS
CRD#: 4245085
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 250 NW 3rd Street
Winter Haven, FL 33881
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2001 (<1 year)2 FIRMS2001 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 6/1/2009
B
Montana 11/16/2022
B
Arizona 6/2/2023
B
Nevada 7/17/2017
B
Arkansas 5/23/2022
B
New Hampshire 1/5/2010
B
California 6/1/2009
B
New Jersey 2/4/2013
B
Colorado 9/15/2015
B
New Mexico 8/30/2011
B
Connecticut 6/4/2018
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 6/1/2009
IA
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oregon 11/16/2017
B
Illinois 6/1/2009
B
Pennsylvania 6/5/2012
B
Indiana 6/1/2009
B
South Carolina 1/3/2018
B
Iowa 12/8/2016
B
Tennessee 10/16/2018
B
Kentucky 7/29/2009
B
Texas 5/26/2016
B
Louisiana 7/1/2022
IA
Texas 4/23/2020
B
Maine 2/4/2013
B
Utah 6/21/2017
B
Maryland 6/22/2021
B
Virginia 6/1/2009
B
Massachusetts 7/5/2023
B
Washington 9/4/2019
B
Michigan 6/1/2009
B
Wisconsin 9/4/2014
B
Minnesota 4/21/2021
B
Wyoming 10/21/2019
B
Missouri 1/2/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
250 NW 3rd Street, Winter Haven, FL 33881
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
250 NW 3rd Street, Winter Haven, FL 33881
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WINTER HAVEN, FL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WINTER HAVEN, FL
IA
 01/24/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WINTER HAVEN, FL
B
 01/24/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WINTER HAVEN, FL
B
 08/23/2000 - 03/13/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/23/2000 - 03/13/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.