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Detailed Report
KELLY MARIE MCCLOY
KELLY MARIE ERNSBERGER, Kelly Ernsberger, KELLY MARIE LALONDE, KELLY MARIE MILLIGAN
CRD#: 4245026
IA
Investment Adviser
B
Broker
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 8652 State Road 70 East
Bradenton, FL 34202
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 8652 State Road 70 E
Bradenton, FL 34202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2005 (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2000 - 2001 (1 year)IAMCDONALD INVESTMENTS INC. (CRD# 566)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Florida 5/9/2023
IA
Florida 5/17/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCURRENT INVESTMENT ADVISORS, LLC (CRD#:323135)
8652 State Road 70 East, Bradenton, FL 34202
Registered with this firm since 5/17/2023
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
8652 State Road 70 E, Bradenton, FL 34202
Registered with this firm since 5/9/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/01/2019 - 05/12/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Bradenton, FL
B
 11/01/2019 - 05/12/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Bradenton, FL
IA
 01/01/2008 - 11/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAKEWOOD RANCH, FL
B
 01/01/2008 - 11/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAKEWOOD RANCH, FL
B
 04/25/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MANSFIELD, OH
IA
 06/21/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MANSFIELD, OH
IA
 05/07/2004 - 04/25/2005 MCDONALD INVESTMENTS INC. (CRD#:566) MANSFIELD, OH
B
 09/14/2001 - 04/25/2005 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 08/11/2000 - 09/11/2001 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.