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FRANK ANTHONY COSTA
FRANK A COSTA
CRD#: 4244814
IA
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EQUITABLE ADVISORS, LLCCRD#: 6627 210 LAKE DRIVE EAST
SUITE 310
CHERRY HILL, NJ 08002
SUITE 310
CHERRY HILL, NJ 08002
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7/8/1994
Criminal
Final Disposition
State Registrations
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Alabama 10/21/2024
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Georgia 9/11/2015
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Alabama 10/23/2024
B
Maine 7/30/2024
B
Arizona 3/28/2022
IA
Maine 7/31/2024
IA
Arizona 4/13/2022
B
Massachusetts 3/29/2018
B
Arkansas 7/9/2021
B
Nevada 7/12/2021
IA
Arkansas 7/14/2021
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Nevada 7/26/2021
B
California 4/7/2021
B
New Jersey 9/22/2000
IA
California 4/9/2021
IA
New Jersey 7/5/2002
B
Connecticut 1/11/2016
B
New York 9/27/2002
IA
Connecticut 1/13/2016
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New York 5/18/2021
B
Delaware 2/2/2001
B
Pennsylvania 2/1/2001
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Delaware 9/14/2010
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Pennsylvania 9/15/2010
B
Florida 7/7/2011
B
South Carolina 1/27/2022
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Florida 7/20/2011
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South Carolina 1/31/2022
B
Georgia 6/24/2015
SRO Registrations
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Registered with this firm since 7/5/2002
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Registered with this firm since 9/22/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.