Individual Firm
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KATHRYN A ZIMMERMAN
KATHRYN A GAZZARA, KATHRYN GAZZARA, KATE LYTLE, KATHRYN A LYTLE
CRD#: 4244367
IA
B
OSAIC WEALTH, INC.CRD#: 23131 23 KEEWAYDIN DRIVE
SUITE 205
SALEM, NH 03079
SUITE 205
SALEM, NH 03079
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Connecticut 8/7/2023
B
New Jersey 9/12/2023
B
Florida 1/25/2024
B
New York 8/8/2023
B
Georgia 8/4/2023
B
Pennsylvania 8/4/2023
B
Illinois 8/8/2023
IA
Rhode Island 8/2/2023
B
Maine 8/7/2023
B
Rhode Island 8/4/2023
B
Massachusetts 8/2/2023
B
South Carolina 8/7/2023
IA
Massachusetts 8/16/2023
B
Texas 8/7/2023
B
New Hampshire 8/7/2023
IA
Texas 10/17/2023
IA
New Hampshire 8/7/2023
B
Virginia 8/10/2023
SRO Registrations
B
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IA
Registered with this firm since 8/2/2023
B
Registered with this firm since 8/2/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2018 - 08/04/2023 | Smithfield, RI | |
B | 02/21/2018 - 08/04/2023 | Smithfield, RI | |
IA | 05/20/2015 - 01/26/2018 | NATICK, MA | |
IA | 01/23/2014 - 04/29/2015 | PROVIDENCE, RI | |
B | 01/23/2014 - 04/29/2015 | PROVIDENCE, RI | |
IA | 02/21/2013 - 10/29/2013 | NEWTON, MA | |
B | 09/23/2009 - 10/29/2013 | NEWTON, MA | |
B | 07/07/2006 - 03/18/2009 | WALTHAM, MA | |
B | 12/13/2002 - 01/12/2006 | MINNEAPOLIS, MN | |
B | 11/15/2000 - 09/07/2001 | SMITHFIELD, RI |
PROVIDENCE, RI
01/23/2014 - 04/29/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.