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Detailed Report
CHRISTOPHER MAXIME SHEA
CRD#: 4244023
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Investment Adviser
WEALTHPLAN INVESTMENT MANAGEMENT LLCCRD#: 311364 Old Greenwich, CT
Registration History
2002200420062008201020122014201620182020202220242026IAWEALTHPLAN INVESTMENT MANAGEME... (CRD# 311364)2024 - Present (<1 year)IAWEALTHSOURCE® (CRD# 282202)2019 - 2024 (5 years)IACATAMETRICS MANAGEMENT, LLC (CRD# 172584)2017 - 2018 (1 year)IACATAMETRICS MANAGEMENT, LLC (CRD# 172584)2014 - 2016 (2 years)IAUS FINANCIAL ADVISORS, LLC (CRD# 108763)2012 - 2014 (2 years)IAUS FINANCIAL ADVISORS, LLC (CRD# 108763)2001 - 2007 (6 years)
License(s)

State Registrations

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Connecticut 10/15/2024
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Nebraska 10/15/2024
Current Registration(s)
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WEALTHPLAN INVESTMENT MANAGEMENT LLC (CRD#:311364)
Old Greenwich, CT
Registered with this firm since 10/15/2024
Previous Registration(s)
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 06/10/2019 - 06/07/2024 WEALTHSOURCE® (CRD#:282202) OLD GREENWICH, CT
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 01/13/2017 - 12/31/2018 CATAMETRICS MANAGEMENT, LLC (CRD#:172584) WESTPORT, CT
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 09/05/2014 - 12/31/2016 CATAMETRICS MANAGEMENT, LLC (CRD#:172584) WESTPORT, CT
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 01/12/2012 - 08/19/2014 US FINANCIAL ADVISORS, LLC (CRD#:108763) BRAINTREE, MA
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 05/03/2001 - 10/26/2007 US FINANCIAL ADVISORS, LLC (CRD#:108763) BRAINTREE, MA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.