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MICHAEL JAMES NICHOLS
CRD#: 4243288
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 12400 Bittersweet Commons Blvd W
Granger, IN 46530
Granger, IN 46530
IFP SECURITIES, LLCCRD#: 297287 12400 Bittersweet Commons Blvd W
Granger, IN 46530
Granger, IN 46530
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 7/23/2024
IA
Michigan 7/23/2024
B
Arizona 7/23/2024
IA
New York 7/23/2024
IA
Arizona 8/8/2024
B
North Carolina 7/23/2024
IA
California 7/23/2024
IA
North Carolina 7/23/2024
B
District of Columbia 7/23/2024
B
Ohio 7/23/2024
B
Florida 7/23/2024
IA
Ohio 7/23/2024
IA
Florida 7/26/2024
B
Oklahoma 7/23/2024
B
Illinois 7/23/2024
IA
Oklahoma 1/27/2025
IA
Illinois 7/25/2024
IA
Pennsylvania 7/25/2024
B
Indiana 7/23/2024
B
South Carolina 7/23/2024
IA
Indiana 7/23/2024
IA
South Carolina 7/26/2024
B
Iowa 2/14/2025
IA
South Dakota 7/30/2024
IA
Iowa 2/18/2025
IA
Texas 9/30/2024
IA
Kansas 7/23/2024
B
Virginia 7/23/2024
IA
Kentucky 7/24/2024
B
Washington 7/23/2024
B
Maine 7/23/2024
IA
Washington 7/30/2024
IA
Maine 7/24/2024
B
Wisconsin 7/23/2024
B
Michigan 7/23/2024
IA
Wisconsin 7/23/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/23/2024
B
Registered with this firm since 7/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2024 - 07/29/2024 | GRANGER, IN | |
B | 06/14/2024 - 07/29/2024 | GRANGER, IN | |
IA | 05/06/2002 - 06/14/2024 | GRANGER, IN | |
B | 04/26/2002 - 06/14/2024 | GRANGER, IN | |
IA | 09/26/2000 - 05/01/2002 | MISHAWAKA, IN | |
B | 09/07/2000 - 05/01/2002 | MINNEAPOLIS, MN | |
B | 09/07/2000 - 05/01/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.