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LILLIAN MARTINEZ PETERS
LILLIAN Marie MARTINEZ
CRD#: 4242886
IA
B
SYNOVUS SECURITIES, INC.CRD#: 14023 121 ALHAMBRA PLAZA
CORAL GABLES, FL 33134
CORAL GABLES, FL 33134
0
Disclosures
18
Years of Experience
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State Registrations
IA
Florida 5/4/2023
B
Florida 5/26/2023
SRO Registrations
B
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IA
Registered with this firm since 5/4/2023
B
Registered with this firm since 5/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/23/2016 - 05/01/2019 | Coral Gables, FL | |
IA | 11/17/2016 - 04/25/2019 | Coral Gables, FL | |
B | 09/17/2015 - 12/31/2015 | MIAMI, FL | |
IA | 10/24/2005 - 12/11/2014 | CORAL GABLES, FL | |
B | 08/18/2000 - 12/11/2014 | CORAL GABLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.