• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PHILLIP EDWARD WORONICK JR.
CRD#: 4242619
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1699 US HWY 41 BYPASS S
VENICE, FL 34293
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2008 (6 years)2 FIRMS2008 - Present (17 years)BEQUITY SERVICES, INC. (CRD# 265)2000 - 2001 (<1 year)
License(s)

State Registrations

B
California 6/15/2021

B
New Jersey 1/1/2008

B
Colorado 9/28/2010

B
New York 7/26/2023

B
Connecticut 1/1/2008

B
North Carolina 11/28/2012

B
Delaware 11/13/2019

B
Ohio 1/1/2008

B
Florida 1/1/2008

B
Pennsylvania 1/1/2008

IA
Florida 1/1/2008

B
South Carolina 2/4/2010

B
Georgia 12/3/2009

B
Texas 1/7/2020

B
Maryland 1/1/2008

IA
Texas 1/8/2020

B
Massachusetts 1/1/2008

B
Vermont 1/1/2008

B
Michigan 4/11/2019

B
Virginia 1/1/2008

B
New Hampshire 1/1/2008

B
Washington 11/21/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1699 US HWY 41 BYPASS S, VENICE, FL 34293
VENICE, FL
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1699 US HWY 41 BYPASS S, VENICE, FL 34293
VENICE, FL
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/12/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) VENICE, FL
IA
11/14/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) VENICE, FL
B
08/11/2000 - 04/02/2001 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.